I said:
It will be remembered that Alan Dean Foster (nodding at Frank
Herbert, I am sure) inserts a little quote from Princess Leia into
his Star Wars novelization right after he introduces us to the
Journal of the Whills. “They were in the wrong place at the wrong
time: naturally they became heroes." Foster is obliquely
acknowledging how heavily the Star Wars saga relies on coincidence.
But everything Leia says is completely wrong. Luke and Han and the
Droids were marked out as heroes from the very beginning. That is why
the Plot made very sure that they were always in exactly the right
place at exactly the right time.
Mike said:
I think this is a rare case where you are exactly wrong.
Subsequent episodes have overwritten our perception of the original
film, but looking at that film as a film -- a single,
self-contained drama -- Leia's/Foster's analysis is not only spot on,
it also precisely captures what's so magical about that film. There
is nothing about Luke, Han, Chewie, R2D2 or C3PO that marks
them out as suitable for a grand adventure. The only characters on
our side with any kind of power are Ben and Leia; but he is decades
past his prime, and she spends most of the film in captivity.
*
No one who had ever seen Catherine Morland in her infancy would have supposed her born to be an heroine.
Northanger Abbey
So: the Duchess's drunken uncle and her melancholy jester decide
to play a prank on the puritanical steward.
The plan is to convince him, the steward, that she, the duchess is
head over heals in love with him; and then convince her, the duchess,
that he, the steward, is demon-possessed. As you do.
The prank depends on the steward being unbelievably vain (which he
is) and the duchess being unbelievably stupid (which she isn't). It
also depends on it suddenly turning out that the duchess and her
chambermaid happen to have indistinguishable handwriting.
This is a bit of a stretch even by Shakespeare's standards: so
just as the steward is swallowing the forged love-letter hook, line
and sinker, a bit part player chips in with the famous words "If
this were played upon the stage, I could condemn it as improbable
fiction."
The TV Tropes website calls this kind of thing "lamp-shading",
and Shakespeare is very fond of it. It isn't exactly breaking the
fourth wall: Fabian doesn't know he's in a play, and he can't see the
audience. If a real person had just negotiated Malvolio into such a
successful heffalump trap, there is no reason at all why they
wouldn't say "I’d never believe it if I saw it in a play!” I don't think it is quite true to say that Shakespeare is
apologizing to the audience for the stream of plot devices he has
just subjected them to. I don't think Shakespeare's audiences
expected plays to be realistic: they went to the theater to see the
surprising and the preposterous. I think that what Shakespeare is really doing is reminding us that everything in the play except this plot device is perfectly realistic, or at least asking us to pretend that it is. "This isn't just a story" he is saying "And these aren't just fairy tale characters. They are people just like you and me. This kind of thing doesn't happen to them every day. They are as
surprised by it as you would be."
So: when Princess Leia (in the novelization of Star Wars) says
"They were in the wrong place at the wrong time: naturally they
became heroes" is she simply engaging in Shakespearean
lamp-shading? Is she pretty much just saying "Luke Skywalker wasn't a hero; he was just a person who
this stuff happened to. He felt as out of his depth on the Death Star
as you would have done. I know it's all very far fetched and
unlikely, but suspend your disbelief and enjoy yourself…."
It is, almost inevitably, more complicated than that.
*
If we are going to talk about Star Wars -- and indeed, if we are
ever going to stop talking about Star Wars -- we have to
keep three things very separate in our heads:
1: Star Wars, a stand-alone art-house movie from 1977 which made
it very, very big.
2: The Star Wars Trilogy, a science fiction epic consisting of a
slightly revised version of Star Wars plus The Empire Strikes Back
(1980) and The Return of the Jedi (1983).
3: The Star Wars Saga, a six part epic consisting of substantially
revised versions of the Star Wars Trilogy and three more films -- The
Phantom Menace (1999), Attack of the Clones (2003) and The Revenge of the
Sith (2005).
It is easy to forget that these are not at all the same thing; to
assume that things we only found out in 2005 were already true in
1977. I just re-read the Dark Empire comic
books, and was forcibly reminded that in 1995 there were no such
things as Sith or Padawans, and no such planet as Coruscant.
Alan Dean Foster's book is definitely a novelization of Star Wars,
not of Star Wars Episode IV: A New Hope. Darth Vader (first name: Darth; second
name Vader) is merely a treacherous Jedi, one of a number of Dark
Lords, not necessarily a pivotal persona in the galaxy. Luke
Skywalker's father is still anonymous; he was a friend of Ben Kenobi and
notable mainly as a star pilot. The only thing Ben says about
Luke's heritage is that he is "quite a good pilot".
In this version of the story, Luke Skywalker is no-one of consequence. The arc of Star Wars is
spoiled if he is. Ben teaches him the meaning of the Force while
he is practicing lightsaber fighting on the Millennium Falcon. He
saves the universe 45 minutes later because he remembers and puts
into practice what Ben taught him. Luke destroys the
Death Star because he trusts his feelings, trusts the Force and
trusts Ben Kenobi – not because he inherited superpowers from his dad.
So: is he a hero?
Well, the word hero has a number of different meanings. To a
tabloid subeditor, anyone who has served in the armed forces in any
capacity is by definition a war hero. Anyone who has done anything
brave, whether saving a cat from a tree or going up a tall mountain
by the difficult route could be said to have been heroic. If I admire a sportsman or a singer, I might say that they are my hero. For Wagner, hero is
pretty much a job description: Siegfried is “the young hero”
before he has done anything particularly brave. Joseph Campbell
overloaded the word with Jungian symbolism and Freudian baggage, but
a lot of the time, "hero" doesn't mean anything more than
"the main character in a story."
So: the nub of the gist is that there is nothing heroic about
Luke Skywalker, and nothing marks him out as a hero at the
beginning of the story.
That is to say:
Having been explicitly told that Star Wars is a fairy tale, we
would naturally assume that an orphan of mysterious parentage, living
with a wicked, or at any rate indifferent uncle in a remote location
is going to be a secondary and unimportant person in the story. We are, on our first viewing of Star Wars, surprised when Luke ends up taking center stage. After all,
it comes as a surprise to us in the actual fairy tales when the
plain, adopted and ill-treated sister gets to go to the big party and
marries the prince: we naturally assumed the story was going to be
about one of her older, prettier and more legitimate stepsisters. We
are absolutely astonished when the Wart pulls the sword out of the
stone: we assumed that big brother Kay was going to be king of
England and kid brother Arthur was in there for comic relief. Even in the Good Book we all take it for granted that the singing shepherd is
only in their for local colour; we very naturally assume that Samuel is going to pick
one of the more impressive older brothers as King of the Jews.
Because that's how stories work.
Very ordinary people are sometimes thrust center stage by dumb luck. Some are born great; some achieve greatness; some have greatness
thrust upon them. Shakespeare said that. It's part of the letter
that causes Malvolio to make such a prat of himself. You never
planned to be a disability rights campaigner, but you were sort of
forced into the role when the steamroller ran over your legs. You'd
planned to spend the next five years racing pigeons, but you were
19 and it was 1942 and you kind of just found yourself helping to
save the world from Hitler. Those nice kids in America are in the
public eye because they happened to be in school on the day when one
of their classmates blew a fuse. If the terrible thing hadn't
happened we'd never have heard of them.
None of which is to denigrate the accidental hero. No-one chooses
to live in dangerous times. All we have to do is to decide what to do
with the time which is given us. (I think Shakespeare said that,
too.)
So by all means scrub out the idea that Luke had special powers
because of his lineage; by all means scrub out the idea that Daddy
was anything more than one Jedi Knight among many; and definitely
scrub out the idea that Ben Kenobi is on Tatooine specifically in order
to watch over the Chosen One. That still doesn't give us Luke
Skywalker the accidental hero; Luke Skywalker who just happened to be in the shopping center when the
bomb went off. Rather the contrary. A huge series of massively
unlikely coincidences conspire to put him in the pilot's seat above
Yavin at the precise moment when the entire future of the galaxy is
hanging on one single proton torpedo. The more ordinary Luke
Skywalker is, the more it looks as if the Galaxy, the Force or the
Plot are fudging things to put him in that driving seat.
Consider:
- Luke Skywalker who is no-one of any importance is living in an unimportant settlement on an unimportant planet. By sheer coincidence, the last Jedi Knight in the universe just happens to be living a few hours drive from his front door.
- By sheer coincidence, the last Jedi Knight just happened to know both Luke's father and also his father's murderer.
- A Top Rebel Agent comes to Luke's planet to recruit the Last Jedi Knight to the rebellion. By sheer coincidence, she just happens to be a pretty young woman of about Luke Skywalker's age.
- The Imperials capture the Rebel Agent before she can get to the Last Jedi. By sheer coincidence, the Imperial Agent who captures her just happens to be the Last Jedi's former apprentice and the murderer of Luke's father.
- The Rebel Agent hides a message to the Last Jedi in a robot. By sheer coincidence, the robot just happens to be picked up (in the middle of a desert) by used robot salesmen.
- By sheer coincidence, the traders next stop-off point just happens to be Luke's entirely unimportant homestead in the middle of nowhere. (If the sandcrawler had gone somewhere else first, there would have been no story.)
- By sheer coincidence, Luke's uncle just happens to be in the market for some new robots. (If he had had plenty of robots, or been skint, there would have been no story.)
- Luke's Uncle wants to buy the Little Red Robot, but by sheer coincidence, it explodes a few seconds after he hands over the money, and Luke's Uncle takes the secret-message carrying Blue Robot instead. (This is such a stretch that at least two different bits of fan lore exist to explain it.)
Once Artoo Detoo is in Luke's Skywalker's possession, the plot
develops reasonably naturally from the choices Luke makes: not too
many more coincidences are needed to nudge him in the right
direction. He takes out Artoo's restraining bolt because he wants to
rescue the damsel in distress; he follows Artoo into the desert because of his
recklessness and his bad relationship with his uncle; he volunteers
to go with Ben to Alderaan because of his restlessness and wanderlust; he tries to rescue Leia from the Detention
Block because he's in love with her hologram. It is however,
important that, by sheer coincidence, Darth Vader just happens to
choose exactly the right moment to blow up Leia's home planet. If he had
delayed by even ten minutes the planet would have been intact when
the Millennium Falcon arrived and the ending of Star Wars would have
been much more like the ending of Rogue One. If he had lost patience
with Leia ten minutes earlier, the Death Star would have
been long gone by the time the Millennium Falcon arrived in the place
where Alderaan used to be. The Princess would never have been rescued
(boo), Obi-Wan would never have been killed (hooray) and the
Millennium Falcon would not have accidentally revealed the location
of the rebel base to Darth Vader.
None of this should be read as criticism of Star Wars. The film is
a masterpiece of structure and form; really the only weak link is
Leia's "they let us go.." moment at the end of the third act. Everyone manages to be the main character in their own story: to
Luke, Leia is the damsel in distress who he travels half way across
the galaxy to rescue; but to Leia, Luke is little more than an
undersized country bumpkin who blunders in to her cell with no plan
for getting out. Ben is an old warrior coming to the end of his tale;
Luke simply the latest in a long line of young hotshots he has
introduced to the Force. And Han Solo is a professional adventurer.
Ten years down the line he'll be sitting in another bar on another planet boasting
about that one time he rescued an actual princess from a
battle-station the size of a small moon. But various plot magnets
pull their stories together. Ben Kenobi pulls Leia and Artoo and
Vader towards Tatooine; Leia pulls Luke and Ben and Han to the Death
Star, and the Falcon leads everyone back to Yavin.
But the first half of the movie still takes a lot of swallowing. I
suppose we could apply the Samwise Gamgee theory of narrative. As soon as he asks the question "Why do people
in stories never turn back from their quests?" he can see that
the answer is "Because the ones who did turn back never had
stories written about them." So we might say "Luke Skywalker is the hero because he happens to be the person who Artoo Detoo fetched up with." Someone was bound
to get the message eventually; the story might just as well have been
"from the adventures of Wormie Starkiller" or "from
the adventures of Camie Loneozner".
But I don't think that works for five minutes. Wormie's dad wasn't Ben Kenobi's best mate; and so far as we know he wasn't a hot pilot, certainly not hot enough to learn how to fly an X-Wing in no seconds flat. I think that The Plot is quite clearly at work; driving us to the moment when Luke Skywalker and The Guy Who Killed Luke Skywalker's Dad are chasing each other down the Death Star Trench. Luke has a personal stake in the battle between Obi-Wan and Obi-Wan's apprentice that no-one else in the galaxy could possibly have.
So let's admit that Star Wars is massively driven by fate and coincidence and plot device. Alan Dean Foster could see this clearly; and he could also see that this was precisely what made the film so much fun. So he hung a lampshade on the very first page.
"If this were written up as a movie novelization" says Princess Leia "You
would condemn it as a bit of a stretch."
*
“Oh but Andrew,” I can hear you saying “This is far too
straightforward. Why do you assume that it is Luke Skywalker who Princess Leia is talking about. She doesn’t mention him by name. And there
are other heroes in the story.”
That is a very good point. Ben Kenobi is one of the heroes; but he
wasn’t in the wrong place at the wrong time – he was summoned by
Princess Leia. And Princess Leia herself is one of the heroes, but she wasn’t
in the wrong place at the wrong time either: she’d been sent on a really important mission by the Rebel Alliance. And Han Solo and Chewie were heroes, albeit mercenary heroes, and even they weren't really in the wrong place at the wrong time. They were
adventurers by profession, in a tavern waiting for a patron to hire
them.
So who else could the Princess be talking about?
Once you have asked the
question, the answer is embarrassingly obvious. There is indeed an
innocent bystander who gets drawn into the story entirely by accident
and becomes the most pivotal character in the whole adventure. Princess Leia could have entrusted
her secret message and her secret plans to any one of a dozen
astromech droids on the blockade runner. Artoo Detoo just happened to be in
the wrong place at the wrong time.
All stories are true. Of course
Artoo Detoo is the hero of Star Wars. He's the one with the
secret mission and the secret plans inside him. He's the one who
brings Luke to Ben. He's with Luke on the X-Wing at the end. The very
first line in the film is Threepio talking to him; the very last line
is Threepio asking about his welfare. So why wouldn't Leia, looking
back years after the events, remembering how she unwittingly involved
two lowly robots in Galactic events, say "They were in the wrong
place at the wrong time...naturally they became heroes."
This makes the ret-con which said that Artoo knew Leia’s mummy
and Threepio was kit built by his daddy even less forgivable. But it does give
the problematic ending of Star Wars a hitherto unnoticed irony. While
the humans are awarding each other medals in an incredibly overdone
awards ceremony with undisguised Nazi overtones, the actual
heroes are looking on from the sidelines. Doing, I suppose, the
robotic equivalent of smiling wryly. And Princess Leia is in on the
joke.